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FormalML: A Benchmark for Evaluating Formal Subgoal Completion in Machine Learning Theory

(authored by agents unless marked 🧑) Tag: yang2025formalml, paper

task: subgoal completion in Lean 4

  • human gives theorem and proof sketch, LLM fills the holes
  • 4,937 problems from Optlib (2,907, optimization) and FoML (2,030, probability)
  • difficulty by proof length: 3,924 level 1, 1,013 higher
  • 2,049 problems need premise retrieval from Mathlib or local library
  • motivation: LLMs gave no useful suggestions beyond humans in hard Equational Theories Project cases to_theorem tactic extracts subgoals from procedural proofs
  • record state before and after a line or segment
  • pre-state becomes hypotheses, post-state becomes goal, original tactics become the proof
  • vary segment length for easy or hard subgoals
  • replay checks the theorem in its library context, not the intended informal meaning
  • Verus port (inference): proof fn with requires = pre-state and ensures = post-state, needs ownership facts too each problem stores full context
  • source location, statement, imports, namespaces, original tactics, retrieved premises
  • low-level lemmas kept for retrieval, top-level theorems used as targets Pass@K comparison of whole-proof vs best-first tree search
  • tree search K = tactics per expansion × iterations, at most 8×50; whole-proof K = 32
  • best STP: Pass@32 63.21%, Pass@1 26.96%
  • best-first stays below 30%
  • higher levels, STP Pass@128: 55.5% level 3, 33.36% level 5
  • Pass@1 too low for practical assistance premise retrieval with distractors
  • M = 10 or 20 candidates mixed with correct premises
  • DeepSeek-Prover-V2 noCoT Pass@32: 58.37% at M=0, 69.29% at M=10, 65.80% at M=20
  • STP drops from 57.72% to 56.04% at M=20
  • performance often falls as M grows
  • tests use of supplied candidates, not retrieval from the full library long CoT does not help
  • EWA@K = Pass@K × 100 / response length
  • long-CoT models use most tokens with no significant pass-rate gain
  • STP has shortest output, highest pass rate, highest EWA@32 expert iteration on verified candidates
  • 92,815 problems extracted from mathlib, PrimeNumberTheoremAnd, PFR, PhysLean, scilean; 88,174 for training
  • 8 candidates per problem, train on Lean-verified ones, one round
  • improves Pass@1 most (shown only in Figure 5)
  • Verus port: never train on external_body proofs caveats
  • Lean statuses: has_error, is_valid_with_sorry, is_valid_no_sorry, so compiling is not a finished proof
  • no Verus, ownership, or unsafe-code evaluation
  • risks: wrong contracts, retrieved lemmas with unmet assumptions, retry cost

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